Timeline

Voting rights breakdown

Notice details

Beneficial owner

Robert Knapp

Update of the ownership structure. Please note that the purchase position reflects the situation as of 05.08.2013. The shares in Castle Alternative Invest AG that are owned by the group are directly owned by the following entities: (i) Ironsides Partners Opportunity Master Fund L.P., a Cayman Islands limited partnership ("Opportunity Fund") and (ii) Ironsides Partners Special Situations Master Fund L.P., a Cayman Islands limited partnership ("Special Situations Fund" and collectively, with the Opportunity Fund, "Ironsides Funds"). The principal place of business of the Ironsides Funds is 100 Summer Street, Suite 2705, Boston, MA 02110, USA. The investment manager of the Ironsides Funds is Ironsides Partners LLC (the "Manager") a Delaware limited liability company. RCK Holdings LLC, a Delaware limited liability company, is the managing member of the Manager. Robert Knapp is the managing member of RCK Holdings LLC and, in such capacity, Robert Knapp controls the Manager and RCK Holdings LLC. The principal place of business of the Manager is 100 Summer Street, Suite 2705, Boston, MA 02110, USA. Pursuant to an investment management agreement between each of the Ironsides Funds and the Manager, the Manager makes all investment decisions and exercises all voting rights on behalf of each of the Ironsides Funds.