Shareholding disclosure

Levin Capital Strategies, LP

Declared position

2.92%

Threshold

Crossed upwards

Timeline

Published

22.03.2011

Transaction

17.03.2011

Voting rights breakdown

Voting rights acquired2.92%
Voting rights sold0%
Below threshold0%

Notice details

CategorySingle shareholder
ExchangeXSWX

Notification ID

TAB3L00028

Beneficial owner

Levin Capital Strategies, LP

Declared address

Levin Capital Strategies, LP, New York, NY 10022

Acting in its capacity as investment manager for (i) Levin Capital Trilogy Master Fund, Ltd., and (ii) Island Drive Aggressive Short Fund, Ltd. (the "Funds"). Both Funds are invested in the shares of Apen AG. Various separately managed investment accounts, including Levin family accounts over which John A. Levin exercises control also are invested in shares of Apen AG. John A. Levin maintains a controlling interest in Levin Capital Strategies, LP. In addition, John A. Levin controls the general partner of Levin Capital Trilogy Partners, LP, which invests in Levin Capital Trilogy Master Fund, Ltd. through a master-feeder structure. John A. Levin is also an indirect investor in Levin Capital Trilogy Master Fund, Ltd. through its feeder funds.

These figures aggregate public disclosures. They are not investment advice.

Source: SIX Exchange Regulation

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