Shareholding disclosure

Red Rocks Capital LLC

Declared position

2.94%

Threshold

Crossed upwards

Timeline

Published

02.04.2011

Transaction

30.03.2011

Voting rights breakdown

Voting rights acquired2.94%

Voting rights sold0%

Below threshold0%

Notice details

CategorySingle shareholder

ExchangeXSWX

Notification ID

TAB4100025

Beneficial owner

Red Rocks Capital LLC

Declared address

Red Rocks Capital, Golden, CO 80401

Red Rocks Capital LLC,25188 Genesee Trail Road, Suite 250,Golden, CO 80401, USA, is subject to the reporting requirement. Red Rocks Capital is an investment manager. It has purchased the company's shares on behalf of its two mutual fund clients (listed above in section 2). The holdings of no individual client by itself ever exceeds the 3% threshold. Collectively, the holdings of the two clients previously exceed the 3% threshold. Shares were sold on 30 March, 2011 so that the collective holdings fell below the 3% treshold.

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Shareholding disclosure

Red Rocks Capital LLC

HBM Healthcare Investments AG02.04.2011TAB4100025

Disclosure summary

Red Rocks Capital LLC disclosed a holding in HBM Healthcare Investments AG on the acquisition side, published by SIX Exchange Regulation on 02.04.2011, at 2.94% of voting rights. Notice category: Single shareholder.

Disclosed position

2.94%

Voting rights acquired

Voting rights acquired2.94%

Voting rights sold0%

Below threshold0%

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Disclosure detail

Red Rocks Capital LLC disclosed a holding in HBM Healthcare Investments AG, published on 02.04.2011.

Publication date02.04.2011

Transaction date30.03.2011

Issuing companyHBM Healthcare Investments AG

Beneficial ownerRed Rocks Capital LLC

Declared addressRed Rocks Capital, Golden, CO 80401

CategorySingle shareholder

Voting rights acquired2.94%

Voting rights sold0%

Below threshold0%

ExchangeXSWX

Notification IDTAB4100025

Conditions

Red Rocks Capital LLC,25188 Genesee Trail Road, Suite 250,Golden, CO 80401, USA, is subject to the reporting requirement. Red Rocks Capital is an investment manager. It has purchased the company's shares on behalf of its two mutual fund clients (listed above in section 2). The holdings of no individual client by itself ever exceeds the 3% threshold. Collectively, the holdings of the two clients previously exceed the 3% threshold. Shares were sold on 30 March, 2011 so that the collective holdings fell below the 3% treshold.

Source: SIX Exchange Regulation · Publication date: 02.04.2011

These figures aggregate public disclosures. They are not investment advice.

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