Timeline

Voting rights breakdown

Notice details

Beneficial owner

mondoBIOTECH Holding AG

mondoBIOTECH holding AG is granted a conditional purchase right for up to a maximum number of 30'000'000 paid in and issued registered shares which are listed at SIX Swiss Exchange. The so granted purchase right may be exercised by mondoBIOTECH holding AG only after signing a binding agreement with an independent investor committing to purchase such shares, with whom negotiations are underway. After occurrence of the condition, mondoBIOTECH holding AG may exercise the purchase right during a period from 1st July 2012 until 31st July 2015, 12 p.m. by tranches always once a month to acquire up to a maximum number of 2'500'000 registered shares. (*) The equity securities shall be transferred at the latest 5 business days after each exercise of the Purchase Rights. On July 17 mondoBIOTECH Holding AG has also entered in an agreement with The Global Emerging Market Group (GEM), by which mondoBIOTECH holding AG is granted a selling right for up to a maximum amount of CHF 7'500'000 paid in and issued registered shares which are listed at SIX Swiss Exchange. The so granted selling right may be exercised by mondoBIOTECH holding AG during a period from 17th July 2012 until 17th July 2015,in monthly tranches whose amount shall not exceed 5 times the average trading volumes of the 15 days immediately preceeding each exercise. Under the same agreements, GEM has been granted nr. 2 warrants, the first giving GEM the righth to buy nr. 10'000'000 ordinary shares, to be issued out of the Company existing conditional capital, at a strike price of CHF 0.20; the second giving GEM the righth to buy nr. 10'000'000 ordinary shares, to be issued out of the Company existing conditional capital, at a strike price of CHF 0.38.