Shareholding disclosure

Red Rocks Capital LLC

Declared position

2.93%

Threshold

Crossed upwards

Timeline

Published

27.04.2013

Transaction

23.04.2013

Voting rights breakdown

Voting rights acquired2.93%

Voting rights sold0%

Below threshold0%

Notice details

CategorySingle shareholder

ExchangeXSWX

Notification ID

TAD4Q00023

Beneficial owner

Red Rocks Capital LLC

Declared address

Red Rocks Capital LLC, Golden, CO 80401

Shares were sold on 23 April,2013 so that the collectvie holdings fell below the 3% threshold. Red Rocks Capital LLC, 25188 Genesee Trail Road, Suite 250, Golden, CO 80401, is subject to the reporting requirement. Red Rocks Capital is an investment manager. It has purchased the company's shares on behalf of its two mutual fund clients.The holdings of no individual client ever exceeded the 3% threshold. Collectively, the holdings of the two clients previously exceeded the 3% threshold.

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Shareholding disclosure

Red Rocks Capital LLC

HBM Healthcare Investments AG27.04.2013TAD4Q00023

Disclosure summary

Red Rocks Capital LLC disclosed a holding in HBM Healthcare Investments AG on the acquisition side, published by SIX Exchange Regulation on 27.04.2013, at 2.93% of voting rights. Notice category: Single shareholder.

Disclosed position

2.93%

Voting rights acquired

Voting rights acquired2.93%

Voting rights sold0%

Below threshold0%

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Disclosure detail

Red Rocks Capital LLC disclosed a holding in HBM Healthcare Investments AG, published on 27.04.2013.

Publication date27.04.2013

Transaction date23.04.2013

Issuing companyHBM Healthcare Investments AG

Beneficial ownerRed Rocks Capital LLC

Declared addressRed Rocks Capital LLC, Golden, CO 80401

CategorySingle shareholder

Voting rights acquired2.93%

Voting rights sold0%

Below threshold0%

ExchangeXSWX

Notification IDTAD4Q00023

Conditions

Shares were sold on 23 April,2013 so that the collectvie holdings fell below the 3% threshold. Red Rocks Capital LLC, 25188 Genesee Trail Road, Suite 250, Golden, CO 80401, is subject to the reporting requirement. Red Rocks Capital is an investment manager. It has purchased the company's shares on behalf of its two mutual fund clients.The holdings of no individual client ever exceeded the 3% threshold. Collectively, the holdings of the two clients previously exceeded the 3% threshold.

Source: SIX Exchange Regulation · Publication date: 27.04.2013

These figures aggregate public disclosures. They are not investment advice.

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