Shareholding disclosure

Lazard Asset Management LLC

Declared position

Threshold

Fell below threshold

Timeline

Published

08.03.2014

Transaction

21.02.2014

Voting rights breakdown

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

Notice details

CategorySingle shareholder

ExchangeXSWX

Notification ID

TAE3700035

Beneficial owner

Lazard Asset Management LLC

Declared address

Lazard Asset Management LLC, New York, NY 10112

Based on the Federal Supreme Court decision 2C_98/2013 Lazard Asset Management LLC does not notify anymore as of 21 February 2014 according to Article 9 Paragraph 2 of the Stock Exchange Ordinance-FINMA. Basierend auf dem Bundesgerichtsentscheid 2C_98/2013 meldet Lazard Asset Management LLC per 21. Februar 2014 nicht mehr nach Artikel 9 Absatz 2 der Börsenverordnung-FINMA.

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Shareholding disclosure

Lazard Asset Management LLC

GAM Holding AG08.03.2014TAE3700035

Disclosure summary

Lazard Asset Management LLC disclosed a holding in GAM Holding AG that fell below the publication threshold, published by SIX Exchange Regulation on 08.03.2014, at 3% of voting rights. Notice category: Single shareholder.

Disclosed position

Below threshold

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

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Disclosure detail

Lazard Asset Management LLC disclosed a holding in GAM Holding AG, published on 08.03.2014.

Publication date08.03.2014

Transaction date21.02.2014

Issuing companyGAM Holding AG

Beneficial ownerLazard Asset Management LLC

Declared addressLazard Asset Management LLC, New York, NY 10112

CategorySingle shareholder

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

ExchangeXSWX

Notification IDTAE3700035

Conditions

Based on the Federal Supreme Court decision 2C_98/2013 Lazard Asset Management LLC does not notify anymore as of 21 February 2014 according to Article 9 Paragraph 2 of the Stock Exchange Ordinance-FINMA. Basierend auf dem Bundesgerichtsentscheid 2C_98/2013 meldet Lazard Asset Management LLC per 21. Februar 2014 nicht mehr nach Artikel 9 Absatz 2 der Börsenverordnung-FINMA.

Source: SIX Exchange Regulation · Publication date: 08.03.2014

These figures aggregate public disclosures. They are not investment advice.

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