Shareholding disclosure
Mark N Lampert
Declared position
4.58%
Threshold
Crossed upwards
Timeline
Published
21.07.2016
Transaction
18.07.2016
Transfer date
20.07.2016
Voting rights breakdown
Notice details
Notification ID
TAG7K00042
Beneficial owner
Mark N Lampert
Declared address
Mark N. Lampert, San Francisco, CA 94104
Indirect holders: BVF Partners OS, Ltd. ( Partners OS ) BVF Partners L.P. ("Partners"); BVF Inc.; and Mark N. Lampert. The Business Address of each of the foregoing other than MSI is: One Sansome Street, 30th Floor, San Francisco, CA 94104, USA The Business Address of MSI is: c/o Magnitude Capital, LLC, 200 Park Avenue, 56th Floor, New York, NY 10166, USA Each of BVF, BVF2, BVFOS and MSI specializes in holding biotechnology stocks for investment purposes. Partners is the general partner of BVF and BVF2, and sole member of Partners OS. Partners OS is the general partner of BVFOS. MSI is a managed account, which Partners advises pursuant to an investment management agreement. BVF Inc. is the investment adviser to and general partner of Partners. Mr. Lampert is the sole shareholder and President of BVF Inc. The securities of Molecular Partners AG ("MOLN") are held directly by BVF, BVF2, BVFOS and MSI. As the general partner of BVFOS, Partners OS may be deemed to beneficially own the securities of MOLN beneficially owned by BVFOS. As the general partner of BVF, BVF2 and Partners OS, and the investment adviser of MSI, Partners may be deemed to beneficially own the securities of MOLN beneficially owned in the aggregate by BVF, BVF2, BVFOS and MSI. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities of MOLN beneficially owned by Partners. Mr. Lampert, as President of BVF Inc. may be deemed to beneficially own the securities of MOLN beneficially owned by BVF Inc. Partners is the general partner of each of BVF and BVF2 pursuant to limited partnership agreements which authorize Partners, among other things, to invest the funds of BVF and BVF2 in securities of MOLN and to vote, exercise or convert and dispose of such securities. Pursuant to such limited partnership agreements, Partners is entitled to receive fees based on assets under management and allocations based on realized and unrealized gains on such assets. Pursuant to an investment management agreement with each of BVFOS and MSI, Partners and BVF Inc. have authority, among other things, to invest funds of BVFOS and MSI in securities of MOLN and to vote, exercise or convert and dispose of such securities. Pursuant to such investment management agreements, Partners and BVF Inc. receive fees based on assets under management and a fee or allocation based on realized and unrealized gains thereon. BVF Inc. is the general partner of Partners and may be deemed to own beneficially securities over which Partners exercises voting and dispositive power.
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