Shareholding disclosure

H.C. Wainwright & Co., LLC

Declared position

21%

Threshold

Crossed upwards

Timeline

Published

16.01.2021

Transaction

06.01.2021

Transfer date

11.01.2021

Voting rights breakdown

Voting rights acquired21%

Voting rights sold21%

Below threshold0%

Notice details

CategorySingle shareholder

ExchangeXSWX

Notification ID

TAL1D00019

Beneficial owner

H.C. Wainwright & Co., LLC

Declared address

H.C. Wainwright & Co., LLC,, New York, NY 10022

Underwriting capital increase (issuance of shares by issuer).

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Shareholding disclosure

H.C. Wainwright & Co., LLC

Addex Therapeutics Ltd16.01.2021TAL1D00019

Disclosure summary

H.C. Wainwright & Co., LLC disclosed a holding in Addex Therapeutics Ltd on the acquisition side, published by SIX Exchange Regulation on 16.01.2021, at 21% of voting rights. Notice category: Single shareholder.

Disclosed position

21%

Voting rights acquired

Voting rights acquired21%

Voting rights sold21%

Below threshold0%

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Disclosure detail

H.C. Wainwright & Co., LLC disclosed a holding in Addex Therapeutics Ltd, published on 16.01.2021.

Publication date16.01.2021

Transaction date06.01.2021

Transfer date11.01.2021

Issuing companyAddex Therapeutics Ltd

Beneficial ownerH.C. Wainwright & Co., LLC

Declared addressH.C. Wainwright & Co., LLC,, New York, NY 10022

CategorySingle shareholder

Voting rights acquired21%

Voting rights sold21%

Below threshold0%

ExchangeXSWX

Notification IDTAL1D00019

Conditions

Underwriting capital increase (issuance of shares by issuer).

Source: SIX Exchange Regulation · Publication date: 16.01.2021

These figures aggregate public disclosures. They are not investment advice.

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