Shareholding disclosure

New Enterprise Associates 15 L.P

Declared position

19.38%

Threshold

Crossed upwards

Timeline

Published

16.01.2021

Transaction

12.01.2021

Voting rights breakdown

Voting rights acquired19.38%

Voting rights sold0%

Below threshold0%

Notice details

CategorySingle shareholder

ExchangeXSWX

Notification ID

TAL1F00022

Beneficial owner

New Enterprise Associates 15 L.P

Declared address

New Enterprise Associates 15 L.P., Timonium, MD 21093

Fund management company of Growth Equity Opportunities Fund IV, LLC is New Enterprise Associates 15 L.P. Equity and equity related securities includes the position of 180'000 American Depository Shares (ADS) listed on the Nasdaq Stock Market (NASDAQ) under symbol "ADXN", whereas one ADS represents the right to receive six ADXN registered shares. ADSs represent ownership interests in the registered shares that are on deposit with the depositary. The depositary is Citibank, N.A., 388 Greenwich Street, New York, NY 10013, USA.

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Shareholding disclosure

New Enterprise Associates 15 L.P

Addex Therapeutics Ltd16.01.2021TAL1F00022

Disclosure summary

New Enterprise Associates 15 L.P disclosed a holding in Addex Therapeutics Ltd on the acquisition side, published by SIX Exchange Regulation on 16.01.2021, at 19.38% of voting rights. Notice category: Single shareholder.

Disclosed position

19.38%

Voting rights acquired

Voting rights acquired19.38%

Voting rights sold0%

Below threshold0%

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Disclosure detail

New Enterprise Associates 15 L.P disclosed a holding in Addex Therapeutics Ltd, published on 16.01.2021.

Publication date16.01.2021

Transaction date12.01.2021

Issuing companyAddex Therapeutics Ltd

Beneficial ownerNew Enterprise Associates 15 L.P

Declared addressNew Enterprise Associates 15 L.P., Timonium, MD 21093

CategorySingle shareholder

Voting rights acquired19.38%

Voting rights sold0%

Below threshold0%

ExchangeXSWX

Notification IDTAL1F00022

Conditions

Fund management company of Growth Equity Opportunities Fund IV, LLC is New Enterprise Associates 15 L.P. Equity and equity related securities includes the position of 180'000 American Depository Shares (ADS) listed on the Nasdaq Stock Market (NASDAQ) under symbol "ADXN", whereas one ADS represents the right to receive six ADXN registered shares. ADSs represent ownership interests in the registered shares that are on deposit with the depositary. The depositary is Citibank, N.A., 388 Greenwich Street, New York, NY 10013, USA.

Source: SIX Exchange Regulation · Publication date: 16.01.2021

These figures aggregate public disclosures. They are not investment advice.

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