Shareholding disclosure

New Enterprise Associates 15 L.P

Declared position

5.8%

Threshold

Crossed upwards

Timeline

Published

28.10.2023

Transaction

23.10.2023

Voting rights breakdown

Voting rights acquired5.8%

Voting rights sold0%

Below threshold0%

Notice details

CategorySingle shareholder

ExchangeXSWX

Notification ID

TANAQ00079

Beneficial owner

New Enterprise Associates 15 L.P

Declared address

New Enterprise Associates 15 L.P., Timonium, MD 21093

Fund management company of Growth Equity Opportunities Fund IV, LLC is New Enterprise Associates 15 L.P. Equity and equity related securities includes the position of 9'000 American Depository Shares (ADS) listed on the Nasdaq Stock Market (NASDAQ) under symbol "ADXN", whereas 1 ADS represents the right to receive 120 ADXN registered shares. ADSs represent ownership interests in the registered shares that are on deposit with the depositary. The depositary is Citibank, N.A., 388 Greenwich Street, New York, NY 10013, USA.

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Shareholding disclosure

New Enterprise Associates 15 L.P

Addex Therapeutics Ltd28.10.2023TANAQ00079

Disclosure summary

New Enterprise Associates 15 L.P disclosed a holding in Addex Therapeutics Ltd on the acquisition side, published by SIX Exchange Regulation on 28.10.2023, at 5.8% of voting rights. Notice category: Single shareholder.

Disclosed position

5.8%

Voting rights acquired

Voting rights acquired5.8%

Voting rights sold0%

Below threshold0%

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Disclosure detail

New Enterprise Associates 15 L.P disclosed a holding in Addex Therapeutics Ltd, published on 28.10.2023.

Publication date28.10.2023

Transaction date23.10.2023

Issuing companyAddex Therapeutics Ltd

Beneficial ownerNew Enterprise Associates 15 L.P

Declared addressNew Enterprise Associates 15 L.P., Timonium, MD 21093

CategorySingle shareholder

Voting rights acquired5.8%

Voting rights sold0%

Below threshold0%

ExchangeXSWX

Notification IDTANAQ00079

Conditions

Fund management company of Growth Equity Opportunities Fund IV, LLC is New Enterprise Associates 15 L.P. Equity and equity related securities includes the position of 9'000 American Depository Shares (ADS) listed on the Nasdaq Stock Market (NASDAQ) under symbol "ADXN", whereas 1 ADS represents the right to receive 120 ADXN registered shares. ADSs represent ownership interests in the registered shares that are on deposit with the depositary. The depositary is Citibank, N.A., 388 Greenwich Street, New York, NY 10013, USA.

Source: SIX Exchange Regulation · Publication date: 28.10.2023

These figures aggregate public disclosures. They are not investment advice.

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