Timeline

Voting rights breakdown

Declared beneficial owners · 5

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

• 1. Spiro J. Latsis56.51%
• 2. Anne-Marie Louise Latsis56.51%
• 3. Marguerite Latsis-Catsiapis56.51%
• 4. Three family branch trusts56.51%
• 5. Banque de Dépôts 2 Trust56.51%

Notice details

Beneficial owner

1. Spiro J. Latsis

Exercise of claw-back rights; expiry of claw-back rights not exercised during claw-back offering period. Regarding 4. Three family branch trusts, each in Bermuda: the three trusts correspond to the family branch of each of the group members 1 to 3; the beneficiaries of these trusts are in each case the relevant group members 1 to 3 and his or her issue; the trustee of these trusts is Mutual Convergence Trustees Limited, Bermuda; the protector of these trusts is the group member 1; the appointor of these trusts is a corporate appointor in which the group members 1 to 3 have a membership; Regarding 5. Banque de Dépôts 2 Trust, Bermuda: the beneficiaries of this trust are issue of the group members 1 and 2; the trustee is Mutual Convergence Trustees Limited, Bermuda; the protector of the trust is the group member 1; the appointor of the trust is a corporate appointor in which the group members 1 to 3 have a membership. The group members 4 and 5 are indirectly holding 100% of the shares in EFG Bank European Financial Group SA, Geneva, Switzerland, through the trustee Mutual Convergence Trustees Limited, Bermuda and a chain of three intermediary companies as follows: European Financial Group EFG (Luxembourg) SA, a holding Company incorporated in Luxembourg, holds directly 100% of the shares in EFG Bank European Financial Group SA; EFG European Financial Group Limited, a Maltese Company, holds 100% of the shares in European Financial Group EFG (Luxembourg) SA; Private Financial Holdings Limited, a Bermudian Company, holds 100% of the shares in EFG European Financial Group Limited; the group members 4 each hold 20% of the shares in Private Financial Holdings Limited and the group member 5 holds 40% of the shares in Private Financial Holdings Limited. EFG Bank European Financial Group SA (see above) holds directly 68'492'000 and indirectly through its wholly-owned subsidiary EFG Investment (Guernsey) Ltd. 3'945'337 (in total: 72'437'337) registered shares in EFG International AG. Based on a share purchase agreement dated 21 May 2012, EFG Bank European Financial Group SA has agreed with EFG International AG and EFG Finance (Jersey) Ltd. (a wholly-owned subsidiary of EFG International AG) to purchase 10'175'968 registered shares in EFG International AG held in treasury less 68'188 treasury shares sold by EFG International AG to other shareholders in the Claw-Back Offering (regarding the Claw-Back Offering see notification published on 31 May 2012). The transaction is expected to be completed on 8 June 2012. Taking into account the number of treasury shares sold in the Claw Back Offering, EFG International AG holds through two wholly-owned subsidiaries 340'762 shares in EFG International AG as treasury shares. The relevant subsidiaries are EFG Finance (Jersey) Limited, St Helier, Jersey, holding 267'774 shares in EFG International AG and EFG Private Bank Limited, London, United Kingdom, holding 72'988 shares in EFG International AG. In addition, EFG International AG has an Employee Stock Option Plan under which each year, starting in 2006, options were allocated to employees which give them the right to buy shares in EFG International AG according to certain terms and conditions outlined below. Currently, there is a total of 10'043'039 options outstanding.