Timeline

Voting rights breakdown

Declared beneficial owners · 6

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

• Notenstein Privatbank AG51.49%
• Jan Schoch51.49%
• Michael Hartweg51.49%
• Sandro Dorigo51.49%
• Tabatseka Limited51.49%
• Raiffeisen Schweiz Genossenschaft51.49%

Notice details

Beneficial owner

Notenstein Privatbank AG

On 11 March 2013, EFG International AG and Notenstein Privatbank AG have entered into a share purchase agreement by which EFG International AG has agreed to sell to Notenstein Privatbank AG all of its 1,350,000 shares of EFG Financial Products Holding AG. In connection therewith, Notenstein Privatbank AG has agreed with Credit Suisse AG (acting on behalf of the Managers in the IPO of EFG Financial Procuts Holding AG) to a lock-up of the 1,350,000 shares acquired from EFG International AG for the period starting on the closing of the share purchase agreement with EFG International AG until 19 October 2013. As a result, Notenstein Privatbank AG replaces EFG International AG as a lock-up group party with respect to the 1,350,000 shares. The duration of the lock-up undertaking of the other group members remains unchanged (see disclosure notice dated 24 October 2012). The shares will be transferred at closing of the share purchase agreement which will take place no later than by 31 December 2013 and which is subject to certain conditions precedent to closing. See IPO prospectus dated 5 October 2012 as well as disclosure notice dated 24 October 2012 Notenstein Privatbank AG is directly holding 20.3% of the shares in EFG Financial Products Holding AG subject to lock-up undertakings. Notenstein Privatbank AG is a wholly owned subsidiary of Raiffeisen Schweiz Genossenschaft, St. Gallen.