Shareholding disclosure

Santhera Pharmaceuticals Holding AG

Collectively declared rate

3.16%

Threshold

Crossed upwards

Timeline

Published

12.11.2013

Transaction

04.11.2013

Transfer date

04.11.2013

Voting rights breakdown

Voting rights acquired3.16%

Voting rights sold0%

Below threshold0%

Declared beneficial owners · 2

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Notice details

CategoryGroup of shareholders

ExchangeXSWX

Notification ID

TBDBB00011

Beneficial owner

HERCULIS Partners "Aries" Fund

Declared address

HERCULIS Partners "Aries" Fund, 9490 Vaduz

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Shareholding disclosure

Santhera Pharmaceuticals Holding AG

Santhera Pharmaceuticals Holding AG12.11.2013TBDBB00011

Disclosure summary

HERCULIS Partners "Aries" Fund disclosed a holding in Santhera Pharmaceuticals Holding AG on the acquisition side, published by SIX Exchange Regulation on 12.11.2013, at 3.16% of voting rights. The filing groups 2 beneficial owners declared together. Notice category: Group of shareholders.

Disclosed position

Collectively declared rate

2 people

3.16%

Voting rights acquired

Voting rights acquired3.16%

Voting rights sold0%

Below threshold0%

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Declared beneficial owners · 2 people

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Disclosure detail

HERCULIS Partners "Aries" Fund disclosed a holding in Santhera Pharmaceuticals Holding AG, published on 12.11.2013.

Publication date12.11.2013

Transaction date04.11.2013

Transfer date04.11.2013

Issuing companySanthera Pharmaceuticals Holding AG

Beneficial ownerHERCULIS Partners "Aries" Fund

Declared addressHERCULIS Partners "Aries" Fund, 9490 Vaduz

CategoryGroup of shareholders

Voting rights acquired3.16%

Voting rights sold0%

Below threshold0%

ExchangeXSWX

Notification IDTBDBB00011

Source: SIX Exchange Regulation · Publication date: 12.11.2013

These figures aggregate public disclosures. They are not investment advice.

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