Timeline

Voting rights breakdown

Declared beneficial owners · 9

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

• 1. Jan Schoch32.1%
• 2. Michael Hartweg32.1%
• 3. Lukas Ruflin32.1%
• 4. Sandro Dorigo32.1%
• 5. Tabatseka Limited32.1%
• 6. Terra Felice Limited32.1%
• 7. EFG Bank & Trust Bahamas Ltd32.1%
• 8. Notenstein Privatbank AG32.1%
• 9. Raiffeisen Schweiz Genossenschaft32.1%

Notice details

Beneficial owner

1. Jan Schoch

In connection with the rights offering of Leonteq AG (the "Offering"), Group members 1 to 6 as well as group members 8 and 9 have entered into lock-up undertakings with Credit Suisse AG (acting on behalf of the Managers) on 24 July 2014. The lock-up undertakings commenced on 24 July 2014 and will end 180 days following the First Day of Trading (i.e. 4 February 2015). In case of group members 8 and 9 the lock-up undertaking is with respect to the Shares held by them immediately prior to the Offering and New Shares acquired in the Offering, in case of group members 1 to 6 the lock-up undertaking is with respect to New Shares acquired in the Offering. Tabatseka Limited, Nassau, Bahamas, directly holding 6.83% of the shares in the company, is wholly owned by EFG Bank & Trust (Bahamas) Ltd., which acts as trustee of a trust to whom Lukas Ruflin has settled on trust 455,490 Shares. Terra Felice Limited, Nassau, Bahamas, directly holding 0.71% of the shares in the company, is wholly owned by EFG Bank & Trust (Bahamas) Ltd., which acts as trustee of a trust to whom Lukas Ruflin has settled on trust 47,525 Shares. Notenstein Privatbank AG, St. Gallen, Switzerland, directly holding 21.775% of the shares in the company, is a wholly owned subsidiary of group member 9.