Shareholding disclosure

shaPE Capital AG

Collectively declared rate

Threshold

Fell below threshold

Timeline

Published

06.11.2014

Transaction

31.10.2014

Voting rights breakdown

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

Declared beneficial owners · 2

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Notice details

CategoryGroup of shareholders

ExchangeXSWX

Notification ID

TBEB500012

Beneficial owner

Rainer-Marc Frey

Declared address

Rainer-Marc Frey, 8807 Freienbach

Sale of 15'000 shares Direct Shareholder: SO Finance (Cayman) Ltd. [formerly known as Horizon21 Finance (Cayman) Ltd.], c/o M & C Corporate Services Limited, PO Box 309 GT, Ugland House, South Church Street, Grand Cayman, Cayman Island SO Holding AG [formerly known as Horizon21 Holding AG], Poststrasse 4, CH-8808 Pfäffikon, holds 80% of the shares in SO Finance (Cayman) Ltd. Allwinden Holding AG, Poststrasse 4, CH-8808 Pfäffikon, holds 20% of the shares in SO Finance (Cayman) Ltd. Rainer-Marc Frey, 8806 Bäch, holds 100% of the shares in SO Holding AG Adrian Gut, 6047 Katanienbaum, holds 100% of the shares in Allwinden Holding AG Rainer-Marc Frey and Adrian Gut have entered into a shareholders' agreement with regard to the investments made by SO Finance (Cayman) Ltd.

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Shareholding disclosure

shaPE Capital AG

shaPE Capital AG06.11.2014TBEB500012

Disclosure summary

Rainer-Marc Frey disclosed a holding in shaPE Capital AG that fell below the publication threshold, published by SIX Exchange Regulation on 06.11.2014, at 3% of voting rights. The filing groups 2 beneficial owners declared together. Notice category: Group of shareholders.

Disclosed position

Collectively declared rate

2 people

Below threshold

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

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Declared beneficial owners · 2 people

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Disclosure detail

Rainer-Marc Frey disclosed a holding in shaPE Capital AG, published on 06.11.2014.

Publication date06.11.2014

Transaction date31.10.2014

Issuing companyshaPE Capital AG

Beneficial ownerRainer-Marc Frey

Declared addressRainer-Marc Frey, 8807 Freienbach

CategoryGroup of shareholders

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

ExchangeXSWX

Notification IDTBEB500012

Conditions

Sale of 15'000 shares Direct Shareholder: SO Finance (Cayman) Ltd. [formerly known as Horizon21 Finance (Cayman) Ltd.], c/o M & C Corporate Services Limited, PO Box 309 GT, Ugland House, South Church Street, Grand Cayman, Cayman Island SO Holding AG [formerly known as Horizon21 Holding AG], Poststrasse 4, CH-8808 Pfäffikon, holds 80% of the shares in SO Finance (Cayman) Ltd. Allwinden Holding AG, Poststrasse 4, CH-8808 Pfäffikon, holds 20% of the shares in SO Finance (Cayman) Ltd. Rainer-Marc Frey, 8806 Bäch, holds 100% of the shares in SO Holding AG Adrian Gut, 6047 Katanienbaum, holds 100% of the shares in Allwinden Holding AG Rainer-Marc Frey and Adrian Gut have entered into a shareholders' agreement with regard to the investments made by SO Finance (Cayman) Ltd.

Source: SIX Exchange Regulation · Publication date: 06.11.2014

These figures aggregate public disclosures. They are not investment advice.

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