Timeline

Voting rights breakdown

Declared beneficial owners · 7

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

• 1. Jan Schoch20.04%
• 2. Michael Hartweg20.04%
• 3. Sandro Dorigo20.04%
• 4. Lukas Ruflin20.04%
• 5. Thabatseka LP20.04%
• 6. Clairmont Trust Company Limited20.04%
• 51 employee shareholders whose individual shareholding < 3%20.04%

Notice details

Beneficial owner

1. Jan Schoch

Background: Group members 1 - 6 are subject to phased lock-up undertaking with Credit Suisse (acting on behalf of the managers in the IPO of Leonteq AG in October 2012) that commenced on 5 October 2012 and ends on 19 October 2017 in respect to the shares owned by them immediately before the IPO of Leonteq AG ("IPO Lock-up"). On 19 October 2015, one third of the shares subject to IPO Lock-up will be unlocked ("2015 Shares"); on 19 October 2016, the second third of the shares subject to IPO Lock-up will be unlocked ("2016 Shares"); on 19 October 2017, the last third of the shares subject to IPO Lock-up will be unlocked ("2017 Shares"). In addition, certain employee shareholders (other than group members 1-4) are subject to a 3 year phased lock-up undertaking with Leonteq AG that commenced on 5 October 2012 and ends on 19 October 2015 in respect to the shares owned by them immediately before the IPO of Leonteq AG. On 19 October 2015, the last third of the shares subject to the lock-up will be unlocked . Some of the 2015 Shares (<3%) of group members 2 and 3 were unlocked early on 23 July 2015. On 23 July 2015, Group member 1 and 5 have each entered into a new lock-up undertaking in favour of Raiffeisen Schweiz Genossenschaft, CH-9004 St. Gallen, with respect to their 2016 Shares and 2017 Shares (representing in aggregate 8.44% of the voting rights) that will commence on 19 October 2016 (with respect to their 2016 Shares, group member 1 representing 2.12% and group member 5 representing 2.10% of the voting rights) and on 19 October 2017 (with respect to their 2017 Shares, group member 1 representing 2.12% and group member 5 representing 2.10% of the voting rights) and will end in each case on 19 October 2020. Clairmont Trust Company Limited acts as trustee of a trust which holds through Thabatseka LP (which in turn is indirectly wholly owned by Clairmont Trust Company Limited) shares in Leonteq AG subject to lock-up undertaking. The trust was settled by Lukas Ruflin.