Shareholding disclosure

Lonza Group AG

Collectively declared rate

3.129%

Threshold

Crossed upwards

Timeline

Published

19.11.2015

Transaction

13.11.2015

Transfer date

13.11.2015

Voting rights breakdown

Voting rights acquired3.129%
Voting rights sold0%
Below threshold0%

Declared beneficial owners · 7

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Notice details

CategoryGroup of shareholders
ExchangeXSWX

Notification ID

TBFBI00060

Beneficial owner

Massachusetts Mutual Life Insurance Company

Declared address

Massachusetts Mutual Life Insurance Company, Springfield, MA 01111

MassMutual in aggregate crossed the initial 3% threshold. MassMutual is the parent company of several subsidiaries, including for purposes of this matter, MassMutual Holdings LLC and MM Asset Management Holding LLC, Oppenheimer Acquisition Corp., OppenheimerFunds, Inc., OFI Global Trust Copmany and OFI Global Institutional, Inc. MassMutual Holding LLC is a holding company for certain MassMutual subsidiaries, including MM Asset Management Holding LLC. MM Asset Management Holding LLC is a holding company for certain MassMutual subsidiaries, including Oppenheimer Acquisition Corp. Oppenheimer Acquisition Corp. is the holding company for certain MassMutual subsidiaries, including OppenheimerFunds, Inc. Oppenheim Funds, Inc. is the direct parent company of OFI Global Institutional, Inc. OFI Global Institutional, Inc. is the direct parent company of OFI Global Trust Company. OppenheimerFunds, Inc. and OFI Global Institutional are investment managerd that independently exercises their respective voting powers on behalf of the clients and investment funds whose assets they are managing. The beneficial owners of the listed company stock are investment fund/accounts whose assets are managed by the investment managers listed in box 3. What follows is the corporate ownership information for the investment managers that bought or sold the stock on behalf of the relevant investment funds/account holders (i.e., the direct buyers or sellers).

These figures aggregate public disclosures. They are not investment advice.

Source: SIX Exchange Regulation

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