Timeline

Voting rights breakdown

Declared beneficial owners · 3

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

• Raiffeisen Switzerland Cooperative3%
• Lukas Ruflin3%
• 16 further parties below 3% of the voting rights3%

Notice details

Beneficial owner

Raiffeisen Switzerland Cooperative

By virtue of the lock-up undertakings entered in connection with a rights offerings, together, Raiffeisen representing 4,627,503 Shares (29.02% of the voting rights), the family interests of Lukas Ruflin representing 1,289,576 Shares (8.09% of the voting rights), Sandro Dorigo, along with the Company's Board of Directors and Executive Committee (including Lukas Ruflin acting in his personal capacity representing 10,424 Shares (0.07% of the voting rights)), a total of 18 parties, are bound by a lock-up undertaking for a period of 180 days after the first day of trading of the new shares following the capital increase (expected to be until 1 February 2019). The lock-up undertaking is in favor of the underwriting consortium lead by Credit Suisse AG, on behalf of itself and Raiffeisen Switzerland Cooperative (acting as a manager in connection with the rights offering). Please note that the shares held by the shareholders group consisting of Raiffeisen Switzerland Cooperative, Sandro Dorigo, Lukas Ruflin and Lukas Ruflin family interests are also disclosed within the disclosure notification of the shareholders group published on SIX Exchange Regulation s website on 15 June 2018. Lukas Ruflin family interests: Clairmont Trust Company Limited, Nassau, Bahamas, acts as trustee of a trust which holds through Thabatseka LP (which in turn is indirectly wholly owned by Clairmont Trust Company Limited) shares in Leonteq AG. The trust was settled by Lukas Ruflin.