Shareholding disclosure

Spexis Ltd

Collectively declared rate

Threshold

Fell below threshold

Timeline

Published

18.05.2019

Transaction

15.05.2019

Transfer date

15.05.2019

Voting rights breakdown

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

Declared beneficial owners · 2

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Notice details

CategoryGroup of shareholders

ExchangeXSWX

Notification ID

TBJ5H00048

Beneficial owner

Peter Grogg

Declared address

Peter (11.2%) Grogg, Hergiswil

All pre-IPO investors, as well as Management, Board of Directors members and option holders of Polyphor are subject to a lock-up agreement. Lock-up expires on 14.05.2019, at midnight.

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Shareholding disclosure

Spexis Ltd

Spexis Ltd18.05.2019TBJ5H00048

Disclosure summary

Peter Grogg disclosed a holding in Spexis Ltd that fell below the publication threshold, published by SIX Exchange Regulation on 18.05.2019, at 3% of voting rights. The filing groups 2 beneficial owners declared together. Notice category: Group of shareholders.

Disclosed position

Collectively declared rate

2 people

Below threshold

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

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Declared beneficial owners · 2 people

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Disclosure detail

Peter Grogg disclosed a holding in Spexis Ltd, published on 18.05.2019.

Publication date18.05.2019

Transaction date15.05.2019

Transfer date15.05.2019

Issuing companySpexis Ltd

Beneficial ownerPeter Grogg

Declared addressPeter (11.2%) Grogg, Hergiswil

CategoryGroup of shareholders

Voting rights acquired0%

Voting rights sold0%

Below threshold3%

ExchangeXSWX

Notification IDTBJ5H00048

Conditions

All pre-IPO investors, as well as Management, Board of Directors members and option holders of Polyphor are subject to a lock-up agreement. Lock-up expires on 14.05.2019, at midnight.

Source: SIX Exchange Regulation · Publication date: 18.05.2019

These figures aggregate public disclosures. They are not investment advice.

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