Timeline

Voting rights breakdown

Declared beneficial owners · 6

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

• 1. Mutual Convergence Tustees Ltd70.3%
• 2. Roberto Balls Sallouti70.3%
• 3. Guilherme da Costa Paes70.3%
• 4. Renato Monteiro dos Santos70.3%
• 5. Antonio Carlos Canto Porto Filho70.3%
• 6. André Esteves70.3%

Notice details

Beneficial owner

1. Mutual Convergence Tustees Ltd

Due to exercise of Restricted Stock Units by employees EFG International's sale position fell below the threshold of 3% in relation to disclosable value positions. BTGP-BSI Limited and Banco BTG Pactual S.A.(collectively referred as BTG). Type of understanding (Part 2): Pursuant to the Escrow Agreement, the Escrow Agent is obliged to exercise the voting rights pertaining to the Escrow Shares in accordance with the instructions of UK Holdco. The Escrow Shares were due to be released to UK Holdco on or around October 31, 2018 (the "Release Date") provided that no claims under the SPA were pending by that date. To the extent to which claims were pending at the Release Date, the Escrow Shares, that are not serving as security for the then pending claims were to be released and the portion of the Escrow Shares that served as security for the then pending claims, are to remain in escrow and will only be released after the pending claims have been resolved. Currently, 29,028,372 EFGI shares are in escrow.