Shareholding disclosure

EFG International

Collectively declared rate

67.95%

Threshold

Crossed upwards

Timeline

Published

21.09.2023

Transaction

13.09.2023

Voting rights breakdown

Voting rights acquired67.95%
Voting rights sold3.03%
Below threshold0%

Declared beneficial owners · 6

A single, collectively filed disclosure: the voting-rights rate applies to the whole group, not to each person.

Notice details

CategoryGroup of shareholders
ExchangeXSWX

Notification ID

TBN9K00014

Beneficial owner

1. Mutual Convergence Tustees Ltd

Declared address

1. Mutual Convergence Tustees Ltd, Hamilton

BTGP-BSI Limited and Banco BTG Pactual S.A.(collectively referred as BTG). Type of understanding (Part 2): Pursuant to the Escrow Agreement, the Escrow Agent is obliged to exercise the voting rights pertaining to the Escrow Shares in accordance with the instructions of UK Holdco. The Escrow Shares were due to be released to UK Holdco on or around October 31, 2018 (the "Release Date") provided that no claims under the SPA were pending by that date. To the extent to which claims were pending at the Release Date, the Escrow Shares, that are not serving as security for the then pending claims were to be released and the portion of the Escrow Shares that served as security for the then pending claims, are to remain in escrow and will only be released after the pending claims have been resolved. Currently, 29,028,372 EFGI shares are in escrow. Concerning part 5 (sales position): (ix) LTIP 2023: total outstanding options: 3,813,000, exercise price restricted stocks: CHF 0.00, vesting period: one third 10 May 2026, one third 10 May 2027, one third 10 May 2028; exercise period: one third from 12 May 2026 until 11 May 2030 , one third from 12 May 2027 until 11 May 2030, one third from 12 May 2028 until 11 May 2030

These figures aggregate public disclosures. They are not investment advice.

Source: SIX Exchange Regulation

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